Mladen Dolar (2012)
Hegel and Freud have nothing
in common, it would seem; there is everything to oppose them. On the one hand:
the speculative philosopher of absolute spirit whose system encompassed every
sphere of being – logic, nature, and spirit – and who is reputed to be the most
obscure and difficult in the entire grand philosophical tradition; on the other
hand: a man of medical formation, a therapist who in all his work took clinical
practice as his guideline and only gradually extended some psychological
insights into larger circles of culture, civilization, and history. On the one
hand: not only a philosopher, but a philosopher par excellence, the
paradigmatic example of a philosopher who managed to encapsulate in his system
all the themes and achievements of the metaphysical tradition; on the other
hand: a man of natural science who adamantly opposed philosophy as such and
even saw attempts to turn psychoanalysis into a new philosophical current as
one of his discipline’s greatest dangers. On the one hand: not only a German,
but seemingly a German par excellence, a model of German spirit, or even
the Prussian state philosopher, as the adage goes; on the other hand: a Jew who
already in his young days experienced the pressure of anti-Semitism and
eventually, despite his fame, lived his final days in exile, his books burned
by a regime that was, ironically, evoking Hegel. And finally, on the one hand
the philosopher who relied more than anyone else in the history of philosophy
on the powers of reason, concepts, and knowledge; on the other hand someone who
more than anyone else took his cue from something that inherently escapes those
powers or presents their fissure – this fissure forms the very object of
psychoanalysis, of entities such as the unconscious and the drives.
In this last point there is
something that strangely connects Hegel and Freud. They both stand in excess,
such that when one invokes their names the temperature rises, it seems that
there is no way one could speak about one or the other from the point of view
of neutral, objective, and impartial knowledge, to allot them a just place in
the gallery of great minds, as if both, although for opposing reasons,
represented something that established knowledge—what Lacan economically called
the university discourse—cannot quite swallow. Both tend to produce either
zealous followers or equally zealous enemies; they still retain the capacity to
provoke passions, although the nature of their excesses is opposite. Hegel, the
vintage university professor if there ever was one, with an excess of knowledge
best epitomized by his claim to absolute knowledge—the moment a form of
knowledge stakes a claim to the absolute is a neuralgic point that no
university discourse can digest if it is to retain its demeanor of neutrality
and objectivity. Freud, with the opposite claim to an errant truth with no
guarantee and no usual verification, which denies him academic credentials. In
brief, absolute knowledge and the unconscious, two boundaries of knowledge, the
upper and the lower—on the one hand, the knowledge that strives to overstep its
limits by its claim to the absolute; on the other hand, a hole in knowledge, a
slippage of knowledge where desires, drives, symptoms, and fantasies start
seeping in. If absolute knowledge and the unconscious still function as
unplaceable excesses, what could be their link?
Perhaps one could say, prima
facie, that what Hegel and Freud have in common is that they both swear by
science. For Hegel, one needn’t look far: he published his first book, The
Phenomenology of Spirit, as the first part of a more general work titled The
System of Science; his second book was called The Science of Logic; his
third book was Encyclopedia of the Philosophical Sciences. So “science” is
conspicuously his master word. There is a thesis in this: any science worthy of
its name should have a philosophical underpinning, and any philosophy worthy of
its name should raise the claim to science, so that ultimately, philosophy and
science should coincide in synonymy. For Freud, the science that he is after
should by no means become philosophy and will only be able to maintain its
scientific claims if it stays clear of philosophy. He saw himself emphatically
as a man of science, but of a science as far apart from Hegel’s notion as could
be.
Their attitudes toward science
can be further illustrated by two anecdotal sayings. Hegel notoriously
maintained that if facts contradict theory, then “um so schlimmer für die
Fakten”—so much the worse for the facts. This can be seen as indicative of the
paramount arrogance of a philosophy that takes no notice of such trivialities
as empirical data. But for Hegel, facts cannot contradict theory not because of
their lowly nature, but because they are always facts only if seized by a
concept; a fact can acquire the dignity of a fact only by virtue of a concept
that has selected it and represented it as relevant, so that there is no common
ground where facts and concepts could meet, no interface between the two, and
if there is indeed a confrontation it is only ever between concepts and
concepts. Freud’s stance is epitomized by a saying of his mentor in psychiatric
matters, Charcot: “la théorie, c’est bon, mais ça n’empêche pas d’exister,” or
theory is all right, but it doesn’t prevent something from existing. So
something exists in spite of theory, it stubbornly asserts in the face of the
concept; the stance would be: do not give way on what presents and re-presents
itself in spite of basis of received theories (including Freud’s own, for he
had no qualms about jeopardizing his own theories if something continued to
exist in spite of them), be it as slight as a slip of the tongue or as
intrusive as a trauma and symptoms. And what is the unconscious but something
that manifests in spite of all the spontaneous theories that frame our
understanding? What is, for example, the death drive but a thrust of pure
insistence that can never quite be pinned to facts. But how can one make a
theory of what exists in spite of theory, of what is recalcitrant to theory?
What kind of universality can one construct on the basis of this flimsy,
vanishing factuality, something that vanishes the moment it is produced?
There is an opposite
trajectory to trace: Hegel places himself in the realm of universality from the
outset, but this initial universality can only be an empty one that immediately
has to lose itself, has to pass into its other if it is to be universal at all,
has to espouse and encompass all factuality in its own movement of
self-othering (Sichanderswerden), and can be a concept only if it has the power
to fully embrace its other, that is, by the process of its mediation—there is no
concept outside its mediation with its other. On the other hand, Freud places
himself in the cracks of universality, its quirks, something it cannot
encompass with any conceptual endeavor, yet something that is not outside the
concept but is rather its inner edge. One has to maintain the stance of science
to get to it, but encore un effort is called for in order to extend
the enterprise of Galilean science into such tiny cracks as dreams, slips, and
jokes. Can there be a Galilean science of these tiny things? To arrive at a
universality from that position demands a speculative effort no lesser than
Hegel’s.
Hegel and Freud have no common
measure, yet there is a point of contingent encounter. There are about half a
dozen extant portraits of Hegel, which depict him at various ages. All of them
are well known, and they do what portraits were supposed to do: they present
his public image, in the somewhat stiff postures that one inevitably assumes
when in the public eye. All except one, that is, a conspicuous exception: the
lithograph by Ludwig Sebbers, which shows Hegel at home, sitting at his desk,
wearing a dressing gown and something like a nightcap. It is a very striking
image because of the ironic discrepancy, no doubt intended, between the massive
claims of this philosopher of the universal world-spirit and his homely attire.1].”
So it is only appropriate to picture Hegel at the apical moment of philosophy,
between dusk and turning in for sleep.] It was with this image in mind that
Heinrich Heine wrote (in the late 1820s, while Hegel was still alive) what are
no doubt the best verses ever devoted to Hegel; there wasn’t much competition
for this, for Hegel didn’t quite inspire poetry.
Life and the world’s too
fragmented for me!
A German professor can give me the key.
He puts life in order with skill magisterial,
Builds a rational system for better or worse;
With nightcap and dressing-gown scraps for material
He chinks up the holes in the universe.2
A German professor can give me the key.
He puts life in order with skill magisterial,
Builds a rational system for better or worse;
With nightcap and dressing-gown scraps for material
He chinks up the holes in the universe.2
Heine, somewhat divided
between his affection for Hegel and sharp criticisms of him, produced a
short-circuit between the rational system of Hegel’s philosophy, reputed to be
capable of putting life in rational order and providing it with sense, and
Hegel’s particular, trivial, private apparel, a far cry from concepts, but
whose makeshift material is nevertheless put to philosophical use; even more:
its secret mission is to hold together the philosophical edifice by filling its
cracks. The bottom line is that the dressing gown may figure as the secret
truth of the system, or even that there is an equation between the two, in a
parody of Hegelian infinite judgment: Hegel famously maintained that “spirit is
a bone,” thus juxtaposing two entities at maximum distance with no common
measure. One could say, following Heine, “spirit is a nightcap.”
Freud was extremely fond of
Heine and missed no opportunity to quote some line or witticism of his in his
own work. He was particularly fond of the last two lines of the same poem,
although he never referred them to Hegel in particular but only to philosophy
in general. In The New Introductory Lectures (1932), when debating
the question of Weltanschauung, “the world-view,” arguing that
psychoanalysis cannot possibly present a world-view and that philosophy cannot
escape being one, Freud says the following:
[Philosophy] departs from
[science] by clinging to the illusion of being able to present a picture of the
universe which is without gaps and is coherent […]. It goes astray in its
method by over-estimating the epistemological value of our logical operations
[…]. And it often seems that the poet’s derisive comment is not unjustified
when he says of the philosopher: “Mit seinen Nachtmützen und Schlafrockfetzen /
Stopft er die Lücken des Weltenbaus. [With his nightcaps and the tatters of his
dressing gown he patches up the gaps in the structure of the universe.]”3
So the philosopher—and Hegel,
as the archetypal philosopher, is the target, although Freud was not aware of
that—does two things that are seemingly opposed but which actually support each
other: he overestimates logic and epistemology, relies on the operations of
reason and knowledge, has excessive and self-delusive confidence in their
power, and on the other hand he patches up the cracks of this edifice with the
means at hand, with the trivial, the homely, literally with the stopgaps, the
makeshift scraps—the partial objects? There is a concurrence of the high and
the low, of elevated logical and epistemological concerns and the trifling, the
frivolous which has to supplement its opposite. The epistemological
construction of the universe cannot succeed without the production of gaps, and
the philosopher must then endeavor to fill them in with some much lowlier
means. To push the paradox further, how can we bring together Hegel’s claim to
absolute knowledge and the nightcap and the scraps of the dressing gown? Does
the secret of reason finally lie in the incongruous nightcap?
Freud uses the same lines by
Heine in The Interpretation of Dreams (1900), as well, in a very
different but also very telling way. The discussion here concerns a tricky
point in the theory of dreams, what Freud calls die sekundäre Bearbeitung,
the secondary revision. The dream proceeds in a haphazard way from one element
to the next (this is what constitutes for Freud the primary process), it’s all
a hodgepodge, but as the dream goes along it continues to revise itself, it
keeps trying to fit the elements that have emerged into a narrative, into a
sequence endowed with some logic and sense. The paradox is that this happens
while dreaming, as part and parcel of the dream-work itself, so that we are
never confronted with a dream pure and simple, but with a version that has
“always already” been revised, submitted to secondary adjustment and
modification within the dream itself. Interpretation happens during the dream,
on the part of the dream, prior to any conscious interpretation. Dreams (some,
not all) “might be said to have been already interpreted once, before being
submitted to waking interpretation.”4
This is where Freud brings in
Heine’s lines:
This function behaves in the
manner which the poet maliciously ascribes to philosophers: it fills up the
gaps in the dream-structure with shreds and patches. As a result of its
efforts, the dream loses its appearance of absurdity and disconnectedness and
approximates to the model of an intelligible experience.5
There is an unconscious
philosopher lurking in the midst of the dream, the dreaming philosopher lying
low in the primary process, turning the primary into the secondary—and, to put
it briefly, there is no primary process without the secondary process. The
unalloyed unconscious, the virgin unconscious, never presents itself as such,
“in person,” its gaps and inconsistencies are rather always already at least
partly filled in and made presentable. Yet the unconscious philosopher,
stopping the gaps and providing sense, is usually less successful than his
conscious counterpart. The unconscious philosopher is a bad philosopher who
doesn’t manage to cover up his traces, he always lets the cat, at least part of
the cat, out of the bag. The secondary revision can never quite cover up the
marks and vestiges of the primary process—and if in some very rare cases it
does, if it manages to come up with a narrative “faultlessly logical and
reasonable,” then Freud tells us that those are the toughest cases to
interpret:
Dreams which are of such kind
have been subjected to a far-reaching revision by this psychical function that
is akin to waking thought; they appear to have a meaning, but that meaning is
as far removed as possible from their true significance.6
There are dreams that appear
to make perfect sense because they have been thoroughly shaped and interpreted
by a sense-making instance in the dream itself, but this is why their apparent
making-sense is so deceptive. They appear not to be in need of interpretation
at all, but it requires maximum effort on the part of the interpreter to debunk
what is hidden behind the dream’s façade (so that the biggest delusion pertains
to what evidently makes sense and apparently needs no interpretation). If the
unconscious philosopher is thorough and leaves no traces, then this is the
greatest mirage, the seeming transparency is the greatest opaqueness. One might
take philosophy as a dream of this kind: a successfully, utterly revised dream
that has allegedly managed to cover up all the traces, to fill in all the
cracks, and it therefore presents the toughest nut to crack for analytic
interpretation.
To put it in a nutshell, to
follow Freud’s image, the unconscious is a gap, and meaning is the stopgap.
Meaning provides a narrative, which begins already in the work of “the
unconscious philosopher”; the work of meaning is a counterpart to the workings of
the unconscious. The unconscious and the philosopher are a couple in an odd
division of labor: one makes the holes, the other fills them in. If there is a
diagnosis of the philosophical endeavor as such at stake, then this business of
philosophy starts already in the unconscious—the philosopher has an accomplice
in the unconscious, which starts stopping the gaps even before philosophy
starts filling them in. The unconscious is effaced at the same time that it is
produced, and the one who effaces it is the unconscious philosopher struggling
to make sense and provide a narrative account free of gaps. The philosophical
illusion is structural, it has its basis in the unconscious itself as
effacement.
Freud never really engages
with Hegel, never considers using any of his concepts, as he does with many
other philosophers, for better or worse. Yet, there is this unexpected scene of
unwitting confrontation, through the bias of Heine, where what is at stake is
not merely Hegel, but the nature of philosophical endeavor, Hegel functioning
yet again as the model philosopher. The diagnosis: there is a blind spot in
philosophy, namely, its incapacity to come to terms with the unconscious, its
being prey to a fantasy that it cannot give up as long as it remains philosophy.
But this move is not something that happens in the high realms of spirit;
rather, it is working already in the unconscious, which can only proceed by
effacing itself and which cannot help but make sense. The split is already the
inner split of the unconscious, the philosophical fantasy intervenes in the
midst of the dream, in the split between the primary and the secondary; the
search for stopgaps at hand has always already begun.
This image of the nightcap and
the gaps in the structure of universe, picturesque and entertaining as it is,
is no doubt also naïve and reliant on an indiscriminate view of philosophy as a
whole, as well as of Hegel in particular. I am using it not to confirm it but
because it leads us to something essential. Pursuing this image, one could say
that Hegel’s great achievement lies in presenting the exact opposite of this
image of philosophy, not in patching up the cracks in the universe, but in
taking the crack itself as the very principle of the universe, if I may adopt
this massive parlance. If there is something bewildering and interesting in
Hegel, then it resides in his grandiose effort to pursue the crack not as a
failure, a malfunction, but as an enabling principle, to take it as the
productivity of the negative. He saw his task not as filling in the cracks, but
as producing a scission where there seemed to be none, a scission that enables
any positive entity. But here is an edge: are Hegel and Freud speaking about
the same crack? If there is a scission, then it is between what and what?7].
Without the least return upon itself, without the connection between the final
and the initial (inaugural).” Alain Badiou, Théorie du sujet(Paris: Seuil,
1982), 21–2. The good Hegel would be the Hegel of scission, i.e. of a
non-symmetrical contradiction which cannot be sublated into a higher unity.]
Let me proceed from a single
quote. In the Preface to the Phenomenology, Hegel sinned, for once,
against his own principle that any fundamental principle of philosophy is
flawed in the very fact of being a fundamental principle. The worth of a
philosophy cannot be measured in any foundational claim or proposition, a
principle can prove its worth only through its mediation, by leaving behind and
thus negating the foundational moment through a development, a deployment, a
production, which alone can spell out what the principle was supposed to be.
Yet for once, Hegel proposed the fundamental adage that everything depends on a
single statement, namely, that the true is not to be comprehended only as a
substance but equally as a subject—in brief, substance is subject. This
operates as a meta-principle which disqualifies and renders inoperative all
foundational principles. I will not dwell on interpretation of this
here—volumes have been written on this single sentence (in particular by Slavoj
Žižek)—I will have to assume some of that. I will try to clarify matters
somewhat through a particular angle, the quote I have in mind, which follows
soon after:
The disparity which takes
place in consciousness between the I and the substance which is its object is
their distinction, the negative itself. It can be viewed as the lack [Mangel]
of the two, but it is their very soul, that is, it is what moves them. This is
why certain ancients conceived of the void [das Leere] as what moved
things [das Bewegende] since they conceived of what moves things as the negative,
but they did not yet grasp this negative as the self [das Selbst].8
So what holds together the two
terms of this notorious proposition, the substance and the subject? The
substance as the supposed unitary principle underlying being, and subjectivity?
Hegel’s statement claims that both terms are affected by a lack, a void, a negativity.
The very soul of each is a lack, their soul is a lack in the soul that moves
them. Substance and subject overlap in lack as the only point they have in
common—but how to understand this? Hegel, in order to illustrate it and give
this stance a pedigree stretching back to the very beginnings of the history of
philosophy, links it to ancient atomism. Hegel, the arch-idealist, always sees
in atomism a crucial speculative turn. He writes in his Logic,
The atomistic principle, with
these first thinkers, didn’t remain in exteriority, but apart from its
abstraction contained a speculative determination, that the void was recognized
as the source of movement. This implies a completely different relation between
atoms and the void than the mere one-beside-the-other [Nebeneinander] and
mutual indifference of the two. […] The view that the cause of movement lies in
the void contains that deeper thought that the cause of becoming pertains to
the negative.9
The greatness of atomism, for
Hegel, lies in what it introduced as the object of thought, the way the minimal
element is always split into itself and a void. Atomization is a simple and
radical way to submit matter to count, to reduce it to indivisible countable
elements (which can be counted as one), but in the very same move this atomic
element, this elementary particle, introduces the void, in which atoms move and
which is indeed the very principle of their movement, das Bewegende. An
element and the void don’t simply exist one beside the other, they belong
together to the point of forming a single redoubled entity composed of the atom
and the void, one and lack. However far and wide we seek a minimal element, we
never arrive at one minimal and indivisible, but rather at the division as
irreducible. The minimal element is this division itself, not any positive
entity. The void is, as it were, the Platonic missing half of the element as
one, and it answers this description by indeed being missing. Hegel’s atom, his
elementary particle, is thus the atom itself in this precise sense: that which
cannot be divided any further is the division, the split on which any unity is
premised.
But, Hegel pursues in this
passage, while the ancients saw well the principle of negativity in the void,
splitting any element at its root, they failed to grasp in this negativity the
very place of the self, the subject. They saw that substance is permeated by
the void, enfolding the lack in its bosom, but they had no inkling that this
would have a relation to the place of the subject. This is Hegel at his most
minimal—the place of the subject, in the adage “substance is subject,” is
nothing other than this scission itself, this cut in being introduced by the
void as the moving principle. It is in the void that being and thought
intersect. As he states in the History of Philosophy,
This break
[interruption, Unterbrechung] is the other side of atoms, the void. The
movement of thought is such a movement that has in itself the break (thought is
in man precisely what atoms and the void are in things, the inner [das Denken
ist im Menschen eben das, was die Atome und das Leere in den Dingen, sein
Inneres]).10
So thinking is the break of
being, its Unterbrechung, its interruption, and what thought and its
objects have in common is the break that interrupts objectivity through void.
Thought and world intersect in the void. It is not a question here of whether
atomism is a good theory—Hegel will not endorse it in his own account of
being—nor of whether this is a good interpretation of atomism; the point is
that atomism includes a certain insight which Hegel sees as valid and
far-reaching, namely, that there is a principle of negativity which moves both
thought and being, that this principle forms the inside of both at their
core, sein Inneres, and that the way in which substance and subject hang
together should be pinned to this principle.
Subject, as Hegel understands
this entity, is no positive being and has no being, it is to be placed in the
break, and this is what pushes each entity into unrest (eben diese Unruhe ist
das Selbst)—the self is nothing but the unrest of one, its split, it dwells in
the impossibility of any entity being equal to itself. The subject is what
pushes it beyond itself, it is nothing but this disparity, the invisible part
that causes disparity (Ungleichheit). If one wanted to spell out Hegel’s
project in a phrase, to give it an atomic form, to arrive at the atom of
Hegel’s thought, one could say: from atom to cogito. There is a
short-circuit in this phrase that immediately links the atomists’ introduction
of the void, the speculative unity of the one and the void, with the figure of
subjectivity as it emerged with the Cartesian cogito. The novelty of cogito was
precisely that it discarded the previous modes of thought about subjectivity
(soul, consciousness, individuality) and introduced the subject at the point of
a break in the great chain of being. (Žižek has put it many times over, “cogito
is the crack in the edifice of being.”) It is not a substance, although
Descartes himself pinned it the very next moment to res cogitans, but is
quite the opposite, at least in Hegel’s radical understanding of it, it is what
prevents any substance, any underlying principle of unity, to ever persist in
equality with itself. There is a crack in being, already encapsulated by the
void in ancient atomism, like a place that was waiting for the subject, as it
were. To simplify matters utterly, if substance was the keyword of
philosophy, the guiding idea of bringing multiplicity to one underlying
principle, beyond appearances and change, then one could say that the subject,
in Hegel, is the name of one splitting into two, of the impossibility of any
substance being one. But which two? Are the atom and the void enough for this
split?
Hegel treats the notion
of clinamen with some contempt. He says in the History of
Philosophy that Epicurus takes the atoms as equal in weight and therefore
as moving in the same way until their straightforward movement is slanted
in a curbed line [in einer
krummen Linie] which somewhat departs from the straight direction, so that they
collide with each other, thus forming a merely superficial unity, not stemming
from their essence.11
In a way, all of Hegel’s
ambiguity is contained in this passage. We could ask the following question:
Does clinamen belong to essence? Or is it merely an external addition? Is it
atom’s essential or external fate? Let me bring in Deleuze, who is not exactly
a Hegelian but who gives to this question a very Hegelian answer, more Hegelian
even than Hegel. This is from the appendix on Lucretius in The Logic
of Sense:
Clinamen or declination has
nothing to do with the slanting movement which would come to modify by accident
a vertical fall. It is present since always: it is not a secondary movement nor
a secondary determination of movement which would occur at a certain moment at
a particular place. Clinamen is the originary determination of the direction of
movement of an atom.12
So clinamen has always already
happened, it is the disparity inscribed in the definition of the atom from the
outset, its disparity with itself. The atom is its own declination, the divided
unity not merely of one and the void, but also in this and through this the
unity of the entity with its own declination, straying away from itself. It is
not a secondary fate that would befall the atom in itself in its supposed
straight path—once one has departed from the path, one supposes the straight
direction, but a direction that doesn’t exist in itself. Straying retroactively
produces the in-itself, and this is where the subject comes in. One could
summarily say, bringing things together, that the subject is the clinamen of
substance, the way that it always necessarily strays from itself.13] pertains
neither to the void nor to the atoms nor to the causal action of the one on the
other. Neither is it a third component, a third principle. […]] Clinamen is the
atom as the out-of-place [hors-lieu]] of the void. Let’s say in a broader view,
and far from the Greeks, that clinamen is the subject, or more precisely
subjectivation.” Alain Badiou, Théorie du sujet, 77. “It is absolutely necessary
that clinamen be abolished in its own turn. […]] Any particular explanation of
any particular thing must not require clinamen, although the existence of a
thing in general is unthinkable without it.” Ibid., 79. “The atom affected by
deviation engenders the Whole without any rest or trace of this affection.
Better still: the effect is the retroactive effacement of the cause […]] the
deviation, being neither the atom nor the void nor the action of the void nor
the system of atoms, is unintelligible.” Ibid., 80.]
Hence, it cannot be isolated
in itself, it is the deviation of “in-itself,” always retroactively effaced in
its effects, the vanishing mediator. Clinamen is neither the atom nor the void
nor something third, but the very going-astray which conditions them. So we
could say that in order to understand the single notion of clinamen, one brings
together the various threads of one, void, substance, subject, and negativity.
We are coming to the essential
question: How does this conception of Hegelian negativity relate to
psychoanalysis? What happened to the negativity and the split between Hegel and
Freud? Let me take clinamen as a simple red thread. The way to understand what
is at stake in clinamen is perhaps the discriminating factor.
Freudian negativity is a
vocabulary of six Ver- words: Verneinung, negation; Verdrängung,
repression; Verwerfung, foreclosure; Verleugnung, disavowal; Verdichtung,
condensation; Verschiebung, displacement. What these six words have in
common, at first glance, is the prefix Ver-, which the Wahrig dictionary
defines first as Abweichen, or deviation, digression, straying away.
From Ver- to clinamen there is only a step, a step astray, a step off
track. There is a deviation of negation at stake, and if Hegelian negation is
already a deviation, one deviating from its track and splitting into two, then
what is at stake here we could describe as a deviation of deviation, a clinamen
of clinamen, a redoubling of clinamen. Ver- is like a clinamen
of nein, something inside and within the Hegelian negation of negation,
yet slightly off track. Freud, who was so fond of puns and contingent word
encounters, never spent any time pondering this Ver-which brings together
his key terms as in a dream condensation.
But on top of the chance
link Ver-, these concepts are related through a common aim. They name
various modes of negativity, but a negativity that fails. Negativity doesn’t
succeed in fulfilling its function of negating a certain entity. They evoke
something that persists in spite of negation and through negation, or more
precisely, something that negation produces in the first place. In all of them,
negation produces something that it cannot itself negate. There is a
persistence of negativity in the very failure of negativity.
The failure of negation is
clearest in the first form, the case presented in Verneinung (1925),
where Freud, in a single breathtaking stroke, accomplishes the trajectory from
the grammatical form of negation to the death drive. Freud starts off with the
elementary, notorious case of the patient who says,
“You ask me who this person in
the dream can be. It’s not my mother.” In the interpretation, we take
the liberty of disregarding the negation […]. It is as though the patient had
said: “It’s true that my mother came into my mind as I thought of this person,
but I don’t feel inclined to let the association count.”14
This is the model example of
negation which has turned into a proverb, “this is not my mother,” a negation
that doesn’t hit its mark, doesn’t manage to negate the mother. But is this
ground sufficient for a reading of affirmation? Is the truth of “this is not my
mother” the opposite affirmative statement “this is my mother?” Freud takes the
negation as a sign of repression, Verdrängung, the next item on our list.
Thus the content of a
repressed image or idea can make its way into consciousness, on condition that
it is negated. Negation is a way of taking cognizance of what is repressed
[…]. The outcome of this is a kind of intellectual acceptance of the repressed,
while at the same time what is essential to the repression persists.15
So “this is not my mother” can
be translated into “this is my mother,” and the patient may well accept this as
the true content of his statement, but that doesn’t affect the form of
repression itself. Negation may well enable the acceptance of certain content,
but what persists as recalcitrant to negation and its lifting is the very gap
into which the content is placed. This gap is not exhausted by the alternatives
“this is not my mother” and “this is my mother.” Negation and affirmation are
placed on the same level without affecting the form of repression, irreducible
to its content.16
To negate something in a
judgment is, at bottom, to say: “This is something which I should prefer to
repress.” A negative judgment is the intellectual substitute for repression;
its “no” is the hallmark of repression, a certificate of origin—like, let’s
say, “Made in Germany.” With the help of the symbol of negation, thinking frees
itself from the restrictions of repression.17
Negation is like a certificate
of origin, it testifies to the origin of repression, and if there is indeed a
negation made in Germany, of all places, it must be the Hegelian negation. One
could say, with all the ambiguity of the statement: “this is not Hegelian
negation,” on the model of “this is not my mother.” Is Hegelian negation thus
accepted or rejected? Do we have to decide between “this is a Hegelian
negation” and “this is not a Hegelian negation?” Perhaps, in accordance with
Freud’s reading, both statements miss a form of negation that springs up among
these alternatives and is not exhausted by them. There is a gap in the Hegelian
negation (of negation), lurking at the very same spot, not somewhere else.
Negation in Verneinung,
as Freud reads it, is a special instance of repression, the second concept on
the list. Repression presents, even at first blush, an enlarged case of the
thread I have been following, the failure of negation. Repression means: something
is negated and rejected, but only at the price of its return. It is repression
only insofar as the negation doesn’t succeed, insofar as it fails. Of course,
one can find all kinds of reasons for repression, one can invoke the repressive
sexual morality that tries to prevent a certain content from being accepted in
consciousness, determined by sanctions and taboos, but in this way one would
focus on the content of repression and overlook its form. (And there is the
massive fact that most of the prohibitions and moral injunctions Freud had to
deal with have lost their validity and impact during the past century, but that
hasn’t done away with the predicament that has in a way become more
intractable. Psychoanalysis, which has contributed so much to sexual
emancipation, has always also been skeptical of that as a salutary solution.)
If we concentrate on the form of repression, then Freud’s key term is not just
repression, but Urverdrängung, primary, originary repression, not
concerning this or that particular content, also not reducible to the
particular grounds for social repression, but instituting the very form of
repression which can then be filled by particular contents and justifications.
Repression prior to sufficient reason.
The concept of repression
entails two further Ver- concepts, that of Verdichtung and Verschiebung,
condensation and displacement, which for Freud name the basic mechanism of the
dream-work, Traumarbeit. If dreams appear as a hodgepodge, this is due to
the fact that each of their elements presents a condensation and displacement
of various elements. With a crucial addition that determines the fate of
Freudian negation and on which Freud insists again and again: the dream knows
no “no,” there is no “no” in its vocabulary.
The way in which dreams treat
the category of contraries and contradictories is highly remarkable. It is
simply disregarded. “No” seems not to exist so far as dreams are concerned.
They show a particular preference for combining contraries into a unity or for
representing them as one and the same thing. Dreams feel themselves at liberty,
moreover, to represent any element by its wishful contrary; so that there is no
way of deciding at a first glance whether any element that admits of a contrary
is present in the dream-thought as a positive or a negative.18
Dreams have a vast vocabulary,
but one word seems to be conspicuously missing from it, the word “no.”
Negation, contrariness, contradiction—all this exists in dreams either by
simple juxtaposition, where contradictory or contrary entities appear side by
side, or else by immediate coincidence, condensation of the opposites in one
element, so that we cannot tell whether it is meant positively or negatively.
Each positive element is endowed with reversibility, so that negation cannot be
isolated, it only exists in the web of substitutions, condensations, and
displacements. This web of ubiquitous negativity is paradoxically premised on
the elision, the omission of “no” as a singular marker of negation. This very literal
“negation of negation” makes negation omnipresent; precisely in its absence
“no” is present in every word. This “negation of negation” in the unconscious
gets stuck in something seemingly far too childish for dialectics, in
contingent similarities, puns, homonymic reverberations, makeshift slips. What
could be further from the stringency of the conceptual concatenation in
Hegel’s Logic, each step inherently linked to the previous by
self-reflexive negativity, than the infinite sliding over homonyms, similarities,
and slips? The former is determined by a “no” at every step, the latter ignores
“no” altogether.
If there is a subject of the
unconscious—something that Lacan adamantly insisted on throughout his work,
against the grain of the ambient structuralism, then this subject is, strictly
speaking, correlative to the elision of “no.” But “no” is not a word like any
other, it epitomizes a basic property of language. One could say, rather simply
and massively, that “no” stands at the very kernel of language, that is, that
it is something that exists only in language and has no “natural” counterpart.
With it, language names something that is not, and its capacity to name
non-being is what makes it language. The most massive testimony of this is
Plato’s Sophist, which hinges entirely on the capacity of language to
infuse being with non-being. (Producing holes and gaps had already started with
Plato, after all.) Language brings negation into the world, not merely a
contrast or contrariness, a conflict or tension, but the possibility of
inducing non-being. The symbolic itself, by extension, is like a “no” in the
great chain of being, the very possibility of negativity, something that
introduces a gap, a split, a break, on which, for Hegel, the very capacity of
thought depends—but after all this was what haunted philosophy at its
pre-Socratic dawn, the question of whether negative entities are merely
creatures of language or rather have an ontological counterpart in being (see
Plato’s Parmenides). It is with this question that philosophy started.
To round off this quick
panorama of the rest of the Freudian Ver- words, I can only give some
hasty hints about the remaining two. Foreclosure, Verwerfung, is the
mechanism that for Freud defines psychosis. If psychosis is based on
foreclosure, it cannot be on foreclosure of the word “no,” since psychosis
disposes of the entire vocabulary and lacks nothing—that is, it lacks precisely
nothing. It doesn’t lack “no,” but rather its symbolic impact, the gap that could
keep apart reality from itself, reality from the real. What was foreclosed then
returns as the real emerging in reality, coinciding with reality, with no
gap—hallucinations, voices, conspiracies, persecutors, divine rays, miracles.
Psychosis literally enacts negation of negation, dismantling the powers of
negativity, not merely negation of negation, but its dismissal and elimination.
If we follow the line of the failure of negation, then in psychosis negation
fails by spectacular success, it succeeds in annihilating itself to such an
extent that reality itself emerges as the embodiment of negativity, with no
possible escape. The foreclosed negation materializes itself in the very
positivity of reality. The triumph of negation of negation in psychosis is its
grandest failure, it vindicates itself in more grandiose ways than anywhere
else.
Last, Verleugnung,
disavowal. Freud posits it as the basic mechanism of perversion, in its
technical meaning, and one should mark from the outset that per-verto is
a Latin version of Ver-. There is a constitutive Ver- in the
very nature of human sexuality, it is a Ver- nature, its deviation.
Freud starts his argument in the Three Essays on the Theory of Sexuality (1905)
by considering sexual aberrations, Abirrungen, and then proceeds to
consider sexual Abweichungen, deviations regarding the sexual object and
the sexual goal. Starting from there, we could say that sexuality as such is
for Freud defined by Abirrung, Abweichung, in one word, by a clinamen
from the path of natural causality and the satisfaction of physiological needs.
There is a clinamen in the very concept of sexuality, the very concept of the
drive that is drive only by virtue of its deviation and cannot be grasped
independent of it. There is the famous adage from Brecht’s Threepenny
Opera: What is a bank robbery compared to the establishment of a bank? What are
all these petty thieves compared to the systematic, legalized, long-term
robbery perpetrated by banks? By analogy, one could say that Freud’s treatment
of perversion in the Three Essays poses the following question: What
are all the perversions, all the deviations from the usual sexual object or
goal, compared to sexuality as such, which is in itself nothing but a massive
deviation? As far as perversion is concerned, in a more limited and technical
sense, disavowal can be understood in the Freudian account of fetishism, the
fetish as something that fills the void by its fascinating presence, disavows
castration and lack by clinging to the object veiling the void, as in Freud’s
famous scenario. Negativity is disavowed by clinging to the object that covers
it up in the splendor of its positive existence, clinging to a belief against
better knowledge (“I know very well, but nevertheless…”). Here we would actually
come to an attitude that would embody Heine’s and Freud’s image of philosophy
as filling in the cracks—the pervert would be someone who would not merely use
the nightcap as a means at hand to fill the cracks, but would even turn it into
an object of veneration. Not the desperate haphazard means of filling the
crack, but the object to be savored, the partial object rendered whole. (And
here one can give the singular example of the Marquis de Sade, the greatest
philosopher among perverts—there was not much competition in this category, for
structural reasons—whose Philosophy in the Boudoir is a demonstration
of a quite drastic and literal patching-up of the gap.)
Three of the Ver- words, Verdrängung,
Verwerfung, and Verleugnung, serve as the basis of the three clinical
structures singled out by Freud—neurosis, psychosis, and perversion—as the
basis of his clinical classification. One could say that they present the three
ways of tackling negation, three ways in which negation fails and vindicates itself
or works through its own deviations. They are like Freud’s versions of what
Hegel called, in the beginning of his Encyclopedia, “drei Stellungen des
Gedanken zur Objektivität.”
If I now try to bring together
all the threads and come to a provisional conclusion, I would say that the
distance between Hegel and Freud can perhaps be most economically encapsulated
by the distance between two words, or rather a word and a partial word, nein and Ver-.
Like in a dream condensation, the two words are fused together in a single
German word, Verneinung. It is curiously not really in Hegel’s vocabulary;
he prefers the Latin Negation. Ver- and nein: the negation
of nein in the immediate contiguity with Ver-, which deviates
it. Ver- is not something else—completely different than nein,
it inhabits negation from the inside and gives it another turn of the screw. If
for Hegel each positive entity is always already marked by negativity, always
in disparity with itself, a deviation from itself, then the Freudian operation
could be seen as a deviation within this deviation, a clinamen of its
clinamen. Ver- corrodes the “no,” yet it operates only in its bosom.
The (Hegelian) negation is the sine qua non of Ver-. In this
sense, Hegel, by bringing the question of negation to a pinnacle, is the sine
qua non of the Freudian take on negativity. Or to give it another turn:
there is a Hegelian negation which is already a Ver-, the Ver- of Verstand and Vernunft,
which are nothing but the realms of deployment of the Hegelian negativity, and
the Freudian Ver- is but its extension, which changes everything.
In the same sense, the
unconscious can be seen as a clinamen of cogito. Lacan caused some scandal with
his claim that cogito is the subject of the unconscious, which is in direct opposition
to the general view that no two things could be further apart than the
Cartesian rational subject and the vagaries of the unconscious. Yet one of
Lacan’s key claims is that the subject of the unconscious can only be grasped
on the basis of cogito, within the framework of cogito and modern subjectivity,
not as its irrational counterpart. One could say that the subject of the
unconscious is the Ver- of cogito, presenting just such a turn
as Ver- does in relation to Hegelian negation. And if Hegelian
absolute knowledge is to be conceived not as an ultimate filling-in of the
crack—the gap in the structure of the universe—but as the way to ultimately
maintain it, in a gesture where the crack would be self-reflexively predicated
upon itself, then the Freudian unconscious is a crack within this crack itself.
“Ça n’empêche pas d’exister,”
says Freud, following Charcot: it doesn’t prevent the existence of something
that insists in spite of negation, through negation, in its bosom, but
something that is not reducible to some positive factuality and has ultimately
no being—but that something cannot be conceived without negation, moreover,
without a clinamen of negation of negation. One could slightly alter the
sentence: “l’être n’empêche pas d’exister,” or being doesn’t prevent something
from existing and insisting. The Hegelian notion of being entirely depended on
negativity and scission, and the step implied by Ver- is the scission
of the very scission. It is by this scission that thought clings to being, in
the double figure of absolute knowledge and the unconscious, this excess and
deficiency, or flaw, of knowledge. More pointedly: the subject of
psychoanalysis is not only the Ver- of cogito, but the Ver- of
that understanding of cogito brought to extremity, at the end of the grand
philosophical tradition, by absolute knowledge.
Notes:
1 Heinrich Heine, Heimkehr LVIII.
There is also a subtext that this attire pertains to night use. In a famous
section of the Preface to the Philosophy of Right, Hegel describes evening as
the proper time for the fulfillment of philosophy. “The owl of Minerva starts
its flight at dusk [mit der einbrechenden Dämmerung
2 Heinrich Heine, The
Complete Poems of Heinrich Heine: A Modern English Version, trans. Hal Draper
(Boston: Suhrkamp / Insel, 1982), 99. “Zu fragmentarisch ist Welt und Leben! /
Ich will mich zum deutschen Professor begeben. / Der weiss das Leben
zusammenzusetzen, / Und er macht ein verständlich System daraus; / Mit seinen
Nachtmützen und Schlafrockfetzen / Stopft er die Lücken des Weltenbaus.”
3 Sigmund Freud, New
Introductory Lectures on Psychoanalysis,(Penguin Freud Library, vol. 2), 196.
4 Sigmund Freud, The
Interpretation of Dreams, (Penguin Freud Library, vol. 4), 631.
5 Ibid., 630.
6 Ibid., 630–1.
7 Badiou starts off his Théorie
du sujet by claiming that “at the heart of Hegelian dialectics one has to
disentangle two processes, two concepts of movement, and not only a just
insight into becoming which is corrupted/distorted by a subjective system of
knowledge. Let’s say, e.g.: a) a dialectical matrix covered by the word
alienation, the idea of a simple term which deploys itself by its
becoming-other in order to come back to itself as a fulfilled concept; b) a
dialectical matrix whose operator is the scission, the theme ‘there is no unity
except a ruptured one’ [il n’y a d’unité que scindé
8 Modified from G. W. F.
Hegel, Phenomenology of Spirit, trans. Terry Pinkard (2010), 20. See →.
“Die Ungleichheit, die im Bewußtsein zwischen dem Ich und der Substanz, die
sein Gegenstand ist, stattfindet, ist ihr Unterschied, das Negative überhaupt.
Es kann als der Mangel beider angesehen werden, ist aber ihre Seele
oder das Bewegende derselben; weswegen einige Alte das Leere als das
Bewegende begriffen, indem sie das Bewegende zwar als das Negative, aber dieses
noch nicht als das Selbst erfaßten.”9 G. W. F. Hegel, Science of Logic (TWA
5), 185–6.
10 G. W. F. Hegel, History
of Philosophy (TWA 19), str. 311.
11 Ibid., 313.
12 Gilles Deleuze, The
Logic of Sense, trans. Mark Lester and Charles Stivale (New York: Columbia
UP, 1990), 311.
13 One can read here Deleuze
with Badiou, who is aware of the Hegelian twist: “[Clinamen
14 Sigmund Freud, “Negation,”
in On Metapsychology, The Pelican Freud Library, vol. 11 (Harmondsworth:
Penguin Books, 1977), 437.
15 Ibid., 437–8.
16 For this line of argument I
am indebted to Alenka Zupančič. See also Jean-François Lyotard, Discours,
Figure.
17 Sigmund Freud, “Negation,” 438–9.
17 Sigmund Freud, “Negation,” 438–9.
18 Sigmund Freud, The
Interpretation of Dreams, 429–30. Cf. Sigmund Freud, Jokes and their
Relation to the Unconscious (Penguin Freud Library, vol. 6), 233.
Mladen Dolar taught for
20 years in the Department of Philosophy at the University of Ljubljana,
Slovenia, where he now works as a Senior Research Fellow. He is a member of the
editorial boards of the magazine Problemi and of the book collection Analecta.
He is also one of the founders of the Society of Theoretical Psychoanalysis and
of the Society for Cultural Studies. His scientific research work centres on:
German classical philosophy, structuralism, theoretical psychoanalysis,
philosophy of music. He is the author of a number of books, such a as A
Voice and Nothing More (2006) most recently (with Slavoj Zizek) Opera’s
Second Death.
